CAFRAL Virtual Program on Compliance for Senior Officers of Banks, FIs & NBFCs

Wednesday, March 6, 2024
Online CISCO WebEx


Compliance functions are key components of a financial institution’s risk management systems that ensures its continuity and successful business of financial intermediation. With the use of new age banking tools for operations and compliance functions, increasing complexities in operations, collaboration with fintechs and other multiple outsourced entities, compliance risk management has emerged as a distinct risk management discipline. Often, non-compliance has resulted in regulatory interventions adversely impacting the regulated entities. It thus requires banks and NBFCs to have in place an efficient compliance function, independent from the business activities, ensure a healthy compliance culture and a robust compliance management framework, aligned with the extant regulations.


This one-day virtual program would provide an opportunity to the participants to understand the regulatory perspective, expectations and concerns. The participants will be apprised of the emerging compliance landscape and challenges including increasing complexities in operations of financial institutions and in adoption of technology.

Program Highlights:

The Program will deal with the following:

  • Compliance in Banks and Regulatory Expectations
  • Compliance Risk Assessment under Risk Based Supervision
  • Robust Governance, Risk & Compliance Framework-Emerging Trends
  • Technology in Compliance Functions
  • Breaches in Compliance and Enforcement actions
  • Perspective of International best practices in compliance

Participants Profile

CCOs, Heads of Compliance and their senior team members from Banks, FIs and NBFCs

Rs. 20000/- + @18% GST
Program Description

Nomination Form

Details of the organisation

(Country Code-STD Code-Phone Number e.g. 0091-22-XXXXXXXX)

Details of the participant

(Country Code-STD Code-Phone Number e.g. 0091-22-XXXXXXXX)


Program Conditions

a) Program fee is payable before the program.
b) Nomination may be cancelled up to five days before the program.
c) Banks may depute another senior officer if the nominated officer cannot attend.
d) Last date for filing nomination March 1, 2024.

Contact Details

Jyoti Kumar Pandey

Senior Program Director
+91-22-6897 0603/+91-88792 87444 


For nominations related query, please contact program officer


Pushpalata Nadar
Program and Relationship Officer
+91-22-6897 0608/+91-7709575481

Copyright ©   CAFRAL. All Rights Reserved.